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Financial intermediary
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#	Item
481	CrowdFund Intermediary Regulatory Advocates 1345 Avenue of the Americas New York, NY[removed]Telephone: ([removed]February 6, 2014 Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-07 15:11:28 Stock market Finance Business Financial economics Financial regulation Securities Act Security Crowd funding Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
482	Resident and Nonresident Reinsurance Intermediary Broker License Application[removed] Add to Reading List Source URL: oci.wi.gov Language: English - Date: 2014-03-14 09:00:15 Notary Financial institutions Lawsuit Insurance
483	Coalition of Mutual Fund Investors August 29,2008 VIA ELECTRONIC MAIL Florence E. Harmon Acting Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-03 09:03:41 Finance Collective investment schemes Funds Institutional investors Mutual fund fees and expenses Mutual fund Prospectus Financial intermediary Rate of return Financial economics Investment Financial services
484	CrowdFund Intermediary Regulatory Advocates 1345 Avenue of the Americas New York, NY[removed]Telephone: ([removed]February 6, 2014 Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-10 10:29:04 United States securities law Business Crowd funding Securities Act Financial regulation U.S. Securities and Exchange Commission Securities and Exchange Commission Money Regulation D United States Securities and Exchange Commission Finance 73rd United States Congress
485	APPLICATION FOR REINSURANCE INTERMEDIARY LICENSE - Corporation or Partnership NORTH DAKOTA STATE INSURANCE DEPARTMENT FOR DEPARTMENTAL USE ONLY License Number Add to Reading List Source URL: www.nd.gov Language: English - Date: 2004-08-09 09:18:47 Insurance Institutional investors Actuarial science Reinsurance ZIP code Notary public North Dakota Economics Financial institutions Types of insurance Financial economics
486	Microsoft Word - DC-#[removed]v4-NewRiver_--_Comment_Letter_to_SEC_on_Reopened_Summary_Prospectus.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-03 08:59:06 Financial services Securities Stock market United States securities law Prospectus Securities Act Mutual fund U.S. Securities and Exchange Commission Financial intermediary Financial economics Investment Finance
487	Microsoft Word - DC-#[removed]v8-New_River__Summary_Pro_Comment_Letter.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-29 10:49:51 Financial services Securities Stock market United States securities law Prospectus Financial intermediary Institutional investor Securities Act Mutual fund Financial economics Investment Finance
488	CrowdFund Intermediary Regulatory Advocates 1345 Avenue of the Americas New York, NY[removed]Telephone: ([removed]Via Electronic Mail at [removed] May 14, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-13 13:42:12 Business SEC filings United States Securities and Exchange Commission Stock market 73rd United States Congress Non-reporting issuer Securities Act Regulation S-K Securities Exchange Act United States securities law Financial economics Finance
489	CrowdFund Intermediary Regulatory Advocates 1345 Avenue of the Americas New York, NY[removed]Telephone: ([removed]February 4, 2014 Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-04 21:57:04 Investment Web scraping Email Security U.S. Securities and Exchange Commission Securities fraud Securities Financial economics Internet
490	CrowdFund Intermediary Regulatory Advocates 1345 Avenue of the Americas New York, NY[removed]Telephone: ([removed]Via Electronic Mail at [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-29 13:44:41 Crowd funding U.S. Securities and Exchange Commission Venture capital Finance Financial economics Business

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